Investment-adviser
Book reviews for "Investment-adviser" sorted by average review score:
The Regulation of Money Managers: The Investment Company Act and the Investment Advisers Act
Published in Hardcover by Aspen Publishers, Inc. (December, 2001)
Amazon base price: $615.00
The role of the regional broker-dealers in the capital formation process (SuDoc SBA 1.20/3:18)
Published in Unknown Binding by U.S. Small Business Administration, Office of Advocacy (1982)
Amazon base price: $
SEC oversight of investment advisers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992 (SuDoc Y 4.B 22/3:S.HRG.102-731)
Published in Unknown Binding by U.S. G.P.O. (1992)
Amazon base price: $
Securities and Exchange Commission rules implementing amendments to the Investment Advisers Act of 1940 (Rule 203A-2) (SuDoc GA 1.13:OGC-97-46)
Published in Unknown Binding by The Office The Office [distributor (1997)
Amazon base price: $
Security-Investing Advisers in Taiwan
Published in Digital by MarketResearch.com (01 October, 2001)
Amazon base price: $480.00
Standards of practice handbook : the Code of ethics and the Standards of professional conduct, with commentary and interpretation
Published in Paperback by The Institute The Federation (1986)
Amazon base price: $
Used price: $10.00
Used price: $10.00
Standards of practice handbook : the code of ethics and the standards of professional conduct, with commentary and interpretation
Published in Unknown Binding by The Institute The Federation (1988)
Amazon base price: $
Used price: $29.45
Used price: $29.45
Taxation of Corporate Capital Transactions: A Guide for Corporate, Investment Banking, & Tax Adviser
Published in Paperback by John Wiley & Sons (May, 2000)
Amazon base price: $
Taxation of Corporate Capital Transactions: A Guide for Corporate, Investment Banking, and Tax Advisers (Wiley Tax and Business Guides for profession
Published in Textbook Binding by John Wiley & Sons (November, 1984)
Amazon base price: $85.00
Used price: $75.00
Used price: $75.00
Taxation of Corporate Capital Transactions: A Guide for Corporate, Investment Banking, and Tax Advisers - 1987 Cumulative Supplement No 1
Published in Paperback by John Wiley & Sons (April, 1987)
Amazon base price: $35.75