Investment-adviser
Book reviews for "Investment-adviser" sorted by average review score:
The Investment Adviser Oversight Act of 1992 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2266 (SuDoc Y 1.1/5:102-312)
Published in Unknown Binding by U.S. G.P.O. (1992)
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The Investment Adviser Oversight Act of 1993 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 423 (SuDoc Y 1.1/5:103-177)
Published in Unknown Binding by U.S. G.P.O. (1992)
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Investment adviser registration package (SuDoc SE 1.2:R 26/2)
Published in Unknown Binding by U.S. Securities and Exchange Commission, [1991] (1991)
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Investment adviser regulation : a step-by-step guide to compliance and the law
Published in Unknown Binding by Practising Law Institute ()
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Investment Adviser Regulatory Enhancement and Disclosure Act of 1992 : report (to accompany H.R. 5726) (including cost estimate of the Congressional Budget Office) (SuDoc Y 1.1/8:102-883)
Published in Unknown Binding by U.S. G.P.O. (1992)
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Investment Adviser Regulatory Enhancement and Disclosure Act of 1993 : report (to accompany H.R. 578) (including cost estimate of the Congressional Budget Office) (SuDoc Y 1.1/8:103-75)
Published in Unknown Binding by U.S. G.P.O. (1993)
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Investment advisers : current level of oversight puts investors at risk : report to Congressional requesters (SuDoc GA 1.13:GGD-90-83)
Published in Unknown Binding by The Office (1990)
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Investment advisers oversight is inadequate for investor protection : statement of Richard L. Fogel, Assistant Comptroller General, General Government Programs, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives (SuDoc GA 1.5/2:T-GGD-92-46)
Published in Unknown Binding by The Office The Office [distributor (1992)
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Investment Advisers: Law & Compliance
Published in Hardcover by Lexis-Nexis (January, 2002)
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The making of a profession : the CFA program
Published in Unknown Binding by AIMR Publications Sales Dept. (1992)
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