Investment-Advisers-Act
Related Subjects:
International-market-index
Book reviews for "Investment-Advisers-Act" sorted by average review score:
An Act to Extend the Effective Date of the Investment Advisers Supervision Coordination Act (SuDoc AE 2.110:105-8)
Published in Unknown Binding by U.S. G.P.O. (1997)
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Amending the Securities Exchange Act of 1934 to permit members of national securities exchanges to effect certain transactions with respect to accounts for which such members exercise investment discretion : report (to accompany H.R. 616) (including cost estimate of the Congressional Budget Office) (SuDoc Y 1.1/8:103-76)
Published in Unknown Binding by U.S. G.P.O. (1993)
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Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000 (SuDoc Y 4.F 49/20:107-B)
Published in Unknown Binding by U.S. G.P.O. (2001)
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The Investment Adviser Oversight Act of 1992 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2266 (SuDoc Y 1.1/5:102-312)
Published in Unknown Binding by U.S. G.P.O. (1992)
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The Investment Adviser Oversight Act of 1993 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 423 (SuDoc Y 1.1/5:103-177)
Published in Unknown Binding by U.S. G.P.O. (1992)
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Investment Adviser Regulatory Enhancement and Disclosure Act of 1992 : report (to accompany H.R. 5726) (including cost estimate of the Congressional Budget Office) (SuDoc Y 1.1/8:102-883)
Published in Unknown Binding by U.S. G.P.O. (1992)
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Investment Adviser Regulatory Enhancement and Disclosure Act of 1993 : report (to accompany H.R. 578) (including cost estimate of the Congressional Budget Office) (SuDoc Y 1.1/8:103-75)
Published in Unknown Binding by U.S. G.P.O. (1993)
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The Regulation of Money Managers: The Investment Company Act and the Investment Advisers Act
Published in Hardcover by Aspen Publishers, Inc. (December, 2001)
Amazon base price: $615.00
Securities and Exchange Commission rules implementing amendments to the Investment Advisers Act of 1940 (Rule 203A-2) (SuDoc GA 1.13:OGC-97-46)
Published in Unknown Binding by The Office The Office [distributor (1997)
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