Broker-dealer
Book reviews for "Broker-dealer" sorted by average review score:

Broker-Dealer Law and Regulation
Published in Ring-bound by Aspen Publishers, Inc. (December, 1999)
Amazon base price: $190.00
Average review score: 

Too narrow a focus as compared to the title.This book is great if you represent plaintiffs in securities arbitration cases, but it falls short of providing the practical information it promises for running a broker/dealer on a daily basis. As a former general counsel for a Southern California firm, and a practicing securities attorney with NASD experience, I do not find the book helpful in advising clients who are not involved in litigation.
good overviewThis book gives to a foreign lawyer who represents customers of securities dealers a good overview of the american securities dealers law and the procedures his clients have to go through.

Money Secrets the Pros Don't Want You to Know: 365 Ways to Outsmart Your Banker, Broker, Insurance Agent, Car Dealer, Realator, Travel Agent, Lawyer
Published in Paperback by AMACOM (February, 1995)
Amazon base price: $17.95
Used price: $1.15
Buy one from zShops for: $2.25
Used price: $1.15
Buy one from zShops for: $2.25
Average review score: 

Simple and simplistic look at investingA daily task or 365 ways to save money works if you can stay focused that long. Yet, this is life and one person saying they can do it doesn't alway work for other peoples money. Specifics other than an author saying me, me, me all the time is how I have learned to invest.
Satire and your money don't workThis book is a good way to mix satire with your money. Yet, if you want real finacial information look elsewhere. If you want some simple referances this book has some redeming values. If your money is a joke to you look at this book.
this is anoutstanding book to help build wealth!I've read countless other books about saving, investing and spending. This is one of the best, if not the best book so far...please try these tactics, I do. Use some of them,They work ...WELL!

The 2000-2005 Outlook for Security and Commodity Brokers and Dealers in Africa
Published in Paperback by Icon grp int (August, 2001)
Amazon base price: $795.00

The 2000-2005 Outlook for Security and Commodity Brokers and Dealers in Asia
Published in Paperback by Icon grp int (August, 2001)
Amazon base price: $795.00

The 2000-2005 Outlook for Security and Commodity Brokers and Dealers in Europe
Published in Paperback by Icon grp int (August, 2001)
Amazon base price: $795.00

The 2000-2005 Outlook for Security and Commodity Brokers and Dealers in Latin America
Published in Paperback by Icon grp int (August, 2001)
Amazon base price: $795.00

The 2000-2005 Outlook for Security and Commodity Brokers and Dealers in North America and the Caribbean
Published in Paperback by Icon grp int (August, 2001)
Amazon base price: $795.00

The 2000-2005 Outlook for Security and Commodity Brokers and Dealers in Oceana
Published in Paperback by Icon grp int (August, 2001)
Amazon base price: $795.00

The 2000-2005 Outlook for Security and Commodity Brokers and Dealers in the Middle East
Published in Paperback by Icon grp int (August, 2001)
Amazon base price: $795.00

The 2000-2005 Outlook for Security Brokers and Dealers in Africa
Published in Paperback by Icon grp int (August, 2001)
Amazon base price: $795.00